Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 30 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (12 Aug 2015 to 8 Dec 2019)
    • SMF9 Chair of the Governing Body (since 29 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
    • CF2 Non Executive Director (12 Aug 2015 to 6 Mar 2016)
    • SMF9 Chair of the Governing Body (since 29 Mar 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (12 Aug 2015 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 20 Apr 2020)
    • CF2 Non Executive Director (28 Jan 2013 to 8 Dec 2019)
  • Castle Trust Capital PLC (no longer approved here)

    FRN 541910

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2020)
    • CF2 Non Executive Director (5 Sep 2012 to 8 Dec 2019)
  • Thistle Insurance Services Limited (no longer approved here)

    FRN 310419

    • CF2 Non Executive Director (4 Jun 2013 to 30 Dec 2016)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF1 Director (7 Sep 2011 to 31 Dec 2012)
    • CF2 Non Executive Director (12 Feb 2010 to 7 Sep 2011)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF1 Director (7 Sep 2011 to 31 Dec 2012)
    • CF2 Non Executive Director (12 Feb 2010 to 7 Sep 2011)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF2 Non Executive Director (12 Feb 2010 to 18 Mar 2010)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF2 Non Executive Director (12 Feb 2010 to 24 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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