Carroll & Partners Limited

Date authorised
1 April 2013
Companies House
02267055
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Caroll Insurance Group Ltd
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442076454600
    Web
    http://www.carrolls.co.uk

  • Complaints Contact

    Caroll Insurance Group Ltd
    75 King William Street
    London
    City Of London
    EC4N 7BE
    UNITED KINGDOM
    Phone
    +442076454600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael David Eagles

    IRN MDE01040

    • CF1 Director (30 May 2012 to 31 Oct 2013)
  • Neil Howard Freeman

    IRN NHF01020

    • CF1 Director (AR) (30 Aug 2016 to 1 Feb 2017)
  • Nicholas Claud Thurston

    IRN NCT01042

    • Responsible for Insurance Mediation (21 Sep 2005 to 12 Jan 2007)
    • CF1 Director (21 Sep 2005 to 12 Jan 2007)
  • Noel Christopher Lenihan

    IRN NCL01025

    • CF1 Director (AR) (16 Jul 2021 to 3 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 13 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Jul 2019)
    • Responsible for Insurance Mediation (14 Sep 2016 to 30 Sep 2018)
    • CF3 Chief Executive (9 Apr 2008 to 25 Jul 2019)
    • CF1 Director (15 Mar 2007 to 8 Dec 2019)
  • Paul Robert Dwyer

    IRN PRD01115

    • CF2 Non Executive Director (24 Aug 2012 to 9 Aug 2017)
  • Peter Eric Presland

    IRN PEP01020

    • CF2 Non Executive Director (AR) (5 Jul 2016 to 1 Apr 2020)
  • Peter Robert Carroll

    IRN PRC01099

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF3 Executive Director (21 Jul 2020 to 11 Dec 2020)
    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Oct 2007)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 11 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 11 Oct 2007)
    • CF1 Director (14 Jan 2005 to 11 Oct 2007)
  • Philip Alfred Norman

    IRN PAN01053

    • CF1 Director (1 May 2009 to 1 Jan 2010)
    • CF2 Non Executive Director (22 Apr 2008 to 1 Jan 2009)
  • Richard John Vincent Brazier

    IRN RJB01486

    • CF1 Director (20 Jul 2009 to 18 Jun 2012)
  • Richard Michael Bennett

    IRN RMB01160

    • CF1 Director (AR) (5 Jul 2016 to 7 Jun 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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