Carne International Financial Services (UK) Limited

Date authorised
16 May 2019
Companies House
11555138
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor, 29-30 Cornhill
    London
    EC3V 3NF
    UNITED KINGDOM
    Phone
    +442045794100
    Web
    https://www.carnegroup.com

  • Complaints Contact

    29-30 Cornhill
    London
    City Of London
    EC3V 3NF
    UNITED KINGDOM
    Phone
    +442045794100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Robert King

    IRN JRK01070

    • SMF3 Executive Director (12 Aug 2021 to 22 Nov 2023)
    • [FCA CF] Material risk taker (28 May 2021 to 12 Aug 2021)
    • [FCA CF] Significant management (13 Jan 2020 to 12 Aug 2021)
  • Jean Bernasconi Cramer

    IRN JXJ00160

    • [FCA CF] Client dealing (6 Sep 2021 to 31 Oct 2023)
  • Jignasa Patel

    IRN JXP01228

    • SMF3 Executive Director (21 Nov 2023 to 30 May 2025)
    • [FCA CF] Significant management (1 Jul 2021 to 26 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2021)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Joel Alexander Wardle

    IRN JAW01250

    • [FCA CF] Manager of certification employee (26 Sep 2022 to 31 Oct 2023)
    • [FCA CF] Client dealing (21 Jul 2022 to 31 Oct 2023)
  • John Damian Brannan

    IRN JDB01214

    • CF30 Customer (21 Jun 2023 to 28 Feb 2025)
  • John James Douglas Went

    IRN JXW06609

    • CF30 Customer (since 26 Apr 2024)
    • CF1 Director (AR) (since 26 Apr 2024)
  • John Needham Rushen

    IRN JNR01020

    • [FCA CF] Client dealing (24 May 2021 to 1 Dec 2022)
  • Jonathan Edward Stark Greenwold

    IRN JXG01926

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jul 2023)
    • SMF3 Executive Director (9 Dec 2019 to 26 Jul 2023)
    • CF11 Money Laundering Reporting (1 Oct 2019 to 8 Dec 2019)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2019 to 8 Dec 2019)
  • Jonathan Lamb

    IRN JXL00189

    • [FCA CF] Manager of certification employee (1 Jul 2021 to 5 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
  • Justin Stone Harvey

    IRN JXH03186

    • CF1 Director (AR) (since 19 May 2025)
    • CF30 Customer (since 19 May 2025)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.