Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (24 May 2021 to 1 Dec 2022)
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- CF30 Customer (24 Mar 2017 to 4 Nov 2019)
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- CF30 Customer (24 Mar 2017 to 4 Nov 2019)
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- CF3 Chief Executive (11 Jan 2012 to 28 Jul 2014)
- CF30 Customer (1 Mar 2010 to 30 Jun 2015)
- CF1 Director (1 Nov 2009 to 30 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.