Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (21 Nov 2023 to 30 May 2025)
- [FCA CF] Significant management (1 Jul 2021 to 26 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Apr 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Apr 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 29 Dec 2021)
- CF30 Customer (16 May 2019 to 8 Dec 2019)
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- CF30 Customer (30 Apr 2014 to 29 Jul 2019)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Mar 2005)
- CF27 Investment Management (1 Dec 2001 to 28 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.