Carne International Financial Services (UK) Limited

Date authorised
16 May 2019
Companies House
11555138
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor, 29-30 Cornhill
    London
    EC3V 3NF
    UNITED KINGDOM
    Phone
    +442045794100
    Web
    https://www.carnegroup.com

  • Complaints Contact

    29-30 Cornhill
    London
    City Of London
    EC3V 3NF
    UNITED KINGDOM
    Phone
    +442045794100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Russell Odendaal

    IRN BRO01006

    • SMF3 Executive Director (9 Dec 2019 to 3 Dec 2021)
    • CF10 Compliance Oversight (16 May 2019 to 1 Oct 2019)
    • CF11 Money Laundering Reporting (16 May 2019 to 1 Oct 2019)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
  • Caroline Germaine Marie de Courreges d'Ustou

    IRN CGD01032

    • [FCA CF] Client dealing (since 13 Jan 2023)
  • Cassandra Waller

    IRN CLM01081

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jun 2021)
    • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
  • Cheryl Zabala

    IRN CXZ01060

    • CF1 Director (AR) (23 Jun 2023 to 11 Jul 2025)
  • Chris Oliver Jaegemann

    IRN COJ01004

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 24 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Jul 2023)
    • CF3 Chief Executive (16 May 2019 to 8 Dec 2019)
    • CF1 Director (16 May 2019 to 8 Dec 2019)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Christoph Buerer

    IRN CXB02175

    • CF1 Director (AR) (5 Jun 2023 to 28 Feb 2025)
  • Christopher David Spalton

    IRN CDS01095

    • CF30 Customer (16 May 2024 to 28 Feb 2025)
  • Christopher Head

    IRN CXH01722

    • SMF3 Executive Director (9 Dec 2019 to 13 Apr 2021)
    • CF30 Customer (22 Aug 2019 to 8 Dec 2019)
  • Christopher John Oakes

    IRN CXO00073

    • [FCA CF] Client dealing (5 May 2021 to 31 Jul 2024)
  • Clay Lambiotte

    IRN CXL00546

    • CF30 Customer (since 30 Apr 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.