CapVest Partners LLP

• Principal Place of Business

  Capvest Partners LLP

  100 Pall Mall

  London

  Westminster

  SW1Y 5NQ

  UNITED KINGDOM

  Phone

  +442073897900

  Web

  https://www.capvest.com

• Complaints Contact

  Capvest Partners LLP

  100 Pall Mall

  London

  Westminster

  SW1Y 5NQ

  UNITED KINGDOM

  Phone

  +442073897900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicolas Escribano Sanchez

  IRN NXE01214

  • CF30 Customer (9 May 2017 to 18 May 2018)
• Nicole Ayesha McCarthy

  IRN NAD00030

  • CF4 Partner (6 Jan 2010 to 15 Jun 2018)
  • CF30 Customer (1 Jul 2009 to 18 May 2018)
• OTHMANE KHELLADI

  IRN OXK01091

  • [FCA CF] Manager of certification employee (since 26 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Paul Alexandru Rusen

  IRN PAR01219

  • [FCA CF] Manager of certification employee (since 29 Jan 2025)
  • [FCA CF] Client dealing (since 20 May 2024)
• Penelope Kate Briant

  IRN PKB01017

  • [FCA CF] Material risk taker (since 26 Jul 2024)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2012 to 8 Dec 2019)
  • CF4 Partner (18 Jan 2010 to 8 Dec 2019)
• Rachael Leigh Caroo

  IRN RXC00726

  • [FCA CF] Material risk taker (since 24 Jul 2024)
  • SMF16 Compliance Oversight (since 21 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Mar 2024)
• Rafael Calvo

  IRN RXC01297

  • CF4 Partner (6 Jan 2010 to 15 Jun 2018)
  • CF30 Customer (1 Jul 2009 to 18 May 2018)
• Randl Louis Shure

  IRN RLS01035

  • CF4 Partner (1 Jul 2009 to 18 Aug 2011)
• Robbert Theodorus Mensen

  IRN RXM20814

  • [FCA CF] Client dealing (since 11 Jan 2021)
• Robert Bruce Murray

  IRN RBM01042

  • CF30 Customer (31 Jan 2012 to 31 Jan 2014)

• MV Credit Partners LLP (no longer appointed)

  FRN 670596 · Appointed 9 Feb 2015 · Until 20 Oct 2015

• Capvest Limited (no longer appointed)

  FRN 594703 · Appointed 21 Jan 2013 · Until 13 Mar 2015

• Ben Weyl (no longer appointed)

  FRN 556189 · Appointed 15 Jul 2011 · Until 16 Feb 2012

• Thibaut Parayre (no longer appointed)

  FRN 496525 · Appointed 1 Jul 2009 · Until 16 Feb 2012

No changes recorded yet.