Nicole Ayesha McCarthy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clearlake Capital (UK) LLP
FRN 677177
- [FCA CF] Client dealing (since 26 Nov 2020)
- SMF27 Partner (9 Dec 2019 to 31 Jan 2025)
- CF30 Customer (22 Oct 2015 to 8 Dec 2019)
- CF4 Partner (22 Oct 2015 to 8 Dec 2019)
CapVest Partners LLP (no longer approved here)
FRN 495991
- CF4 Partner (6 Jan 2010 to 15 Jun 2018)
- CF30 Customer (1 Jul 2009 to 18 May 2018)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.