CapVest Partners LLP

• Principal Place of Business

  Capvest Partners LLP

  100 Pall Mall

  London

  Westminster

  SW1Y 5NQ

  UNITED KINGDOM

  Phone

  +442073897900

  Web

  https://www.capvest.com

• Complaints Contact

  Capvest Partners LLP

  100 Pall Mall

  London

  Westminster

  SW1Y 5NQ

  UNITED KINGDOM

  Phone

  +442073897900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roberto Parraciani

  IRN RXP00243

  • [FCA CF] Client dealing (11 Jan 2021 to 25 Mar 2024)
• Rodrigo Fernandez Puig

  IRN RXF15829

  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
• Ronan Burke

  IRN RXB00823

  • [FCA CF] Material risk taker (26 Jul 2024 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (20 May 2024 to 31 Mar 2025)
  • [FCA CF] Significant management (20 May 2024 to 31 Mar 2025)
• Roy Benjamin Kurien Mani

  IRN RBM01026

  • CF30 Customer (25 May 2017 to 18 Oct 2019)
• Seamus Phillip Fitzpatrick

  IRN SPF01024

  • [FCA CF] Material risk taker (since 26 Jul 2024)
  • [FCA CF] Manager of certification employee (since 29 Jan 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF10 Compliance Oversight (18 Jun 2018 to 28 Nov 2019)
  • CF11 Money Laundering Reporting (18 Jun 2018 to 28 Nov 2019)
  • CF4 Partner (1 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (1 Jul 2009 to 8 Dec 2019)
• Shivani Shah

  IRN SXS05406

  • [FCA CF] Client dealing (since 3 Oct 2024)
• Simon Alexander Neves

  IRN SAN01049

  • CF30 Customer (9 Dec 2009 to 31 Dec 2015)
• Stephan Dickhoff

  IRN SXD01796

  • CF30 Customer (9 Jun 2014 to 9 Dec 2015)
• Stuart Leighton Mills

  IRN SLM01137

  • CF2 Non Executive Director (AR) (30 Jan 2013 to 13 Mar 2015)
• Thibaud Paul Fabrice Parayre

  IRN TPP01002

  • CF30 Customer (24 Oct 2011 to 16 Feb 2012)

• MV Credit Partners LLP (no longer appointed)

  FRN 670596 · Appointed 9 Feb 2015 · Until 20 Oct 2015

• Capvest Limited (no longer appointed)

  FRN 594703 · Appointed 21 Jan 2013 · Until 13 Mar 2015

• Ben Weyl (no longer appointed)

  FRN 556189 · Appointed 15 Jul 2011 · Until 16 Feb 2012

• Thibaut Parayre (no longer appointed)

  FRN 496525 · Appointed 1 Jul 2009 · Until 16 Feb 2012

No changes recorded yet.