Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Atal Yousofi

  IRN AXY00096

  • [FCA CF] Client dealing (since 10 Feb 2023)
• Ayman Hindy

  IRN AXH02062

  • CF4 Partner (31 Mar 2010 to 31 Aug 2016)
  • CF30 Customer (20 Jan 2010 to 31 Aug 2016)
• Barnaby John Allan Dalton

  IRN BJD01092

  • [FCA CF] Material risk taker (since 10 Jan 2022)
  • [FCA CF] Manager of certification employee (since 10 Jan 2022)
  • [FCA CF] Significant management (since 10 Jan 2022)
• Benedict Shepley

  IRN BXS00239

  • [FCA CF] Client dealing (since 27 Aug 2024)
• Bing-Le Wu

  IRN BXW01162

  • [FCA CF] Significant management (since 25 Jan 2022)
  • [FCA CF] Client dealing (since 3 Feb 2021)
  • [FCA CF] Manager of certification employee (since 3 Feb 2021)
  • [FCA CF] Material risk taker (since 3 Feb 2021)
  • CF4 Partner (30 May 2008 to 3 Dec 2019)
  • CF30 Customer (2 May 2008 to 8 Dec 2019)
• Boning Huang

  IRN BXH00278

  • [FCA CF] Client dealing (since 30 Jan 2023)
• Bottazzi Jean-Marc

  IRN BXJ01159

  • [FCA CF] Significant management (since 25 Jan 2022)
  • [FCA CF] Manager of certification employee (since 3 Feb 2021)
  • [FCA CF] Material risk taker (since 3 Feb 2021)
  • CF30 Customer (27 Aug 2008 to 8 Dec 2019)
  • CF4 Partner (27 Aug 2008 to 3 Dec 2019)
• Caleb Koch

  IRN CXK00228

  • [FCA CF] Client dealing (3 Aug 2023 to 28 Jan 2025)
• Carl Andreas Isaksson

  IRN CAI01013

  • CF30 Customer (9 Jan 2015 to 25 Feb 2017)
• Carl Lindstrom

  IRN CXL01337

  • [FCA CF] Significant management (since 17 Feb 2022)

No changes recorded yet.