Bing-Le Wu

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP

    FRN 433422

    • [FCA CF] Significant management (since 25 Jan 2022)
    • [FCA CF] Material risk taker (since 3 Feb 2021)
    • [FCA CF] Manager of certification employee (since 3 Feb 2021)
    • [FCA CF] Client dealing (since 3 Feb 2021)
    • CF4 Partner (30 May 2008 to 3 Dec 2019)
    • CF30 Customer (2 May 2008 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF17 Significant Mgt (Other Business Operations) (30 Jun 2005 to 18 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Jul 2004 to 30 Jun 2005)
    • CF26 Customer Trading (28 Aug 2002 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF17 Significant Mgt (Other Business Operations) (30 Jun 2005 to 18 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (5 Jul 2004 to 30 Jun 2005)
    • CF26 Customer Trading (28 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.