Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Vinay Dhanuka

  IRN VXD01060

  • [FCA CF] Client dealing (since 13 Nov 2025)
• Vitor Lopes Navarrete

  IRN VXL00097

  • [FCA CF] Client dealing (since 27 Aug 2024)
• Walid Daou

  IRN WXD01094

  • CF30 Customer (17 Nov 2011 to 20 Jul 2012)
• Wataru Nabeshima

  IRN WXN01023

  • [FCA CF] Client dealing (3 Feb 2021 to 31 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (26 Mar 2007 to 31 Oct 2007)
• William Brown

  IRN JXB02931

  • [FCA CF] Manager of certification employee (11 Mar 2024 to 19 Sep 2024)
  • [FCA CF] Client dealing (1 Jul 2022 to 19 Sep 2024)
• William Erdody Berry

  IRN WEB01016

  • CF30 Customer (30 Nov 2012 to 14 Aug 2015)
• William Johns

  IRN WAJ01018

  • [FCA CF] Client dealing (3 Feb 2021 to 10 Feb 2021)
  • [FCA CF] Manager of certification employee (3 Feb 2021 to 10 Feb 2021)
  • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
• Xaiolei Zhang

  IRN XXZ01019

  • CF30 Customer (15 Jan 2010 to 3 Apr 2019)
• Xiao Zhang

  IRN XXZ01009

  • CF30 Customer (4 Jul 2016 to 2 Feb 2018)
• Xin Vincent Yeung

  IRN XXY01010

  • CF4 Partner (11 Dec 2013 to 3 Dec 2019)
  • CF30 Customer (12 Feb 2010 to 1 Apr 2019)

No changes recorded yet.