William Brown

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verition Advisors (UK Partners) LLP (no longer approved here)

    FRN 989410

    • [FCA CF] Client dealing (30 Sep 2025 to 2 Feb 2026)
  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Manager of certification employee (11 Mar 2024 to 19 Sep 2024)
    • [FCA CF] Client dealing (1 Jul 2022 to 19 Sep 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jun 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jun 2022)
    • [FCA CF] Manager of certification employee (12 May 2020 to 19 Jun 2022)
    • [FCA CF] Client dealing (13 Nov 2018 to 19 Jun 2022)
    • CF30 Customer (11 Mar 2014 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jun 2022)
    • [FCA CF] Manager of certification employee (12 May 2020 to 19 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2022)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (12 May 2020 to 19 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 19 Jun 2022)
    • [FCA CF] Material risk taker (27 Jan 2020 to 19 Jun 2022)
    • [FCA CF] Client dealing (13 Nov 2018 to 19 Jun 2022)
    • CF30 Customer (11 Mar 2014 to 6 Mar 2016)

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Updates to this individual's record on the FCA register.

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