William Johns

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Millennium Capital Partners LLP
FRN 439327
- [FCA CF] Client dealing (since 18 Sep 2024)
- [FCA CF] Client dealing (20 Aug 2021 to 8 Aug 2022)
Capula Investment Management LLP (no longer approved here)
FRN 433422
- [FCA CF] Client dealing (3 Feb 2021 to 10 Feb 2021)
- [FCA CF] Manager of certification employee (3 Feb 2021 to 10 Feb 2021)
- CF30 Customer (1 Nov 2018 to 8 Dec 2019)
Nomura Bank International Plc. (no longer approved here)
FRN 204419
- CF30 Customer (10 Jul 2012 to 6 Mar 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (19 Aug 2011 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.