Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Warburton Heanly

  IRN SWH01037

  • CF30 Customer (12 Oct 2012 to 7 Jul 2015)
• Taisuke Nakamura

  IRN TXN01327

  • CF4 Partner (8 Feb 2018 to 3 Dec 2019)
• Taku Iida

  IRN TXL01234

  • [FCA CF] Manager of certification employee (since 14 Jan 2026)
  • [FCA CF] Significant management (since 25 Jan 2022)
  • [FCA CF] Material risk taker (since 15 Mar 2021)
  • [FCA CF] Manager of certification employee (23 Aug 2022 to 2 Nov 2024)
  • CF4 Partner (4 Mar 2016 to 3 Dec 2019)
  • CF30 Customer (13 May 2010 to 8 Dec 2019)
• Takumi Endo

  IRN TXE00073

  • [FCA CF] Manager of certification employee (since 7 Apr 2025)
  • [FCA CF] Client dealing (since 3 May 2022)
• Tamas Farnbauer

  IRN TXF00114

  • [FCA CF] Client dealing (since 20 Jan 2026)
  • [FCA CF] Manager of certification employee (20 Feb 2023 to 31 Jan 2024)
  • [FCA CF] Client dealing (18 Oct 2021 to 19 Sep 2025)
• Tara Surya Rangwani

  IRN TXR00219

  • [FCA CF] Client dealing (20 Apr 2023 to 27 Jul 2024)
• Tarun Tyagi

  IRN TXT01372

  • [FCA CF] Client dealing (10 Jan 2023 to 20 Mar 2025)
• Theofanis Darsinos

  IRN TXD01179

  • [FCA CF] Client dealing (3 Feb 2021 to 6 Jan 2022)
  • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
• Thomas Burgat

  IRN TXB00355

  • [FCA CF] Client dealing (9 May 2022 to 2 Nov 2024)
• Thomas Williams

  IRN TXW00318

  • [FCA CF] Client dealing (21 Dec 2023 to 19 Feb 2025)

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