Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Client dealing (10 Jan 2023 to 20 Mar 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (4 Jul 2019 to 3 Jan 2023)
    • [FCA CF] Client dealing (8 May 2018 to 3 Jan 2023)
    • CF30 Customer (6 Nov 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (4 Jul 2019 to 3 Jan 2023)
    • [FCA CF] Client dealing (8 May 2018 to 3 Jan 2023)
    • CF30 Customer (6 Nov 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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