Steven Warburton Heanly

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cross Ocean Adviser LLP
FRN 755396
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Feb 2017 to 8 Dec 2019)
- CF4 Partner (1 Feb 2017 to 8 Dec 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (2 Feb 2016 to 1 Mar 2017)
Capula Investment Management LLP (no longer approved here)
FRN 433422
- CF30 Customer (12 Oct 2012 to 7 Jul 2015)
Angelo, Gordon Europe LLP (no longer approved here)
FRN 561973
- CF4 Partner (3 Jan 2012 to 20 Mar 2012)
- CF30 Customer (3 Jan 2012 to 20 Mar 2012)
- CF3 Chief Executive (3 Jan 2012 to 20 Mar 2012)
- CF11 Money Laundering Reporting (3 Jan 2012 to 20 Mar 2012)
- CF10 Compliance Oversight (3 Jan 2012 to 20 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.