Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jens-Christian Haeussermann

  IRN JXH02081

  • CF30 Customer (1 Nov 2007 to 20 Sep 2012)
  • CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)
• Jeremy Paul Covino

  IRN JPC01276

  • SMF27 Partner (21 Apr 2020 to 24 May 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Apr 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Apr 2023)
  • CF11 Money Laundering Reporting (13 Apr 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Apr 2017 to 8 Dec 2019)
• Jerome Bussiere

  IRN JXB01479

  • [FCA CF] Client dealing (3 Dec 2020 to 28 Apr 2021)
• Ji Xu

  IRN JXX62413

  • [FCA CF] Client dealing (15 Jun 2021 to 20 Oct 2022)
• Jian Ma

  IRN JXM04404

  • [FCA CF] Client dealing (since 15 Dec 2025)
• Jiangtao Du

  IRN JXD01779

  • CF30 Customer (1 Nov 2007 to 8 Jan 2009)
  • CF26 Customer Trading (29 Jun 2007 to 31 Oct 2007)
• John Frederick Anderson

  IRN JFA01023

  • [FCA CF] Manager of certification employee (since 1 May 2025)
  • [FCA CF] Significant management (since 26 Mar 2025)
• John Mark Cassin

  IRN JMC01370

  • [FCA CF] Client dealing (3 Feb 2021 to 24 May 2021)
  • CF30 Customer (8 Mar 2012 to 8 Dec 2019)
• John Naud

  IRN JDN01056

  • SMF9 Chair of the Governing Body (25 Mar 2022 to 29 Apr 2022)
  • SMF27 Partner (16 Jun 2021 to 13 Sep 2023)
  • [FCA CF] Significant management (12 Feb 2021 to 16 Jun 2021)
  • [FCA CF] Material risk taker (12 Feb 2021 to 16 Jun 2021)
  • [FCA CF] Manager of certification employee (12 Feb 2021 to 16 Jun 2021)
• John Zhou

  IRN JXZ15737

  • [FCA CF] Client dealing (3 Feb 2021 to 11 Sep 2025)
  • CF30 Customer (22 Jul 2019 to 8 Dec 2019)

No changes recorded yet.