Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Dec 2020 to 28 Apr 2021)
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- [PRA CF] Managing a material risk taker (13 Feb 2019 to 5 Jul 2019)
- [FCA CF] Manager of certification employee (13 Feb 2019 to 5 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 6 Jan 2020)
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- [PRA CF] Managing a material risk taker (16 Nov 2016 to 6 Jan 2020)
- [FCA CF] Client dealing (16 Nov 2016 to 6 Jan 2020)
- [FCA CF] Manager of certification employee (16 Nov 2016 to 6 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (8 Sep 2016 to 6 Jan 2020)
- CF30 Customer (31 Mar 2010 to 6 Mar 2016)
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- CF26 Customer Trading (1 Dec 2001 to 1 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.