Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Client dealing (3 Dec 2020 to 28 Apr 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (13 Feb 2019 to 5 Jul 2019)
    • [FCA CF] Manager of certification employee (13 Feb 2019 to 5 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 6 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (16 Nov 2016 to 6 Jan 2020)
    • [FCA CF] Client dealing (16 Nov 2016 to 6 Jan 2020)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 6 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (8 Sep 2016 to 6 Jan 2020)
    • CF30 Customer (31 Mar 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF26 Customer Trading (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.