Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Manager of certification employee (since 1 May 2025)
- [FCA CF] Significant management (since 26 Mar 2025)
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- SMF27 Partner (9 Dec 2019 to 31 Dec 2023)
- CF4 Partner (23 Nov 2015 to 8 Dec 2019)
- CF30 Customer (23 Nov 2015 to 8 Dec 2019)
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- CF29 Significant management (20 Apr 2015 to 30 Jun 2015)
- CF30 Customer (1 Nov 2007 to 5 Jun 2008)
- CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 2 May 2007)
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- CF29 Significant management (20 Apr 2015 to 30 Jun 2015)
- CF30 Customer (1 Nov 2007 to 5 Jun 2008)
- CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (25 May 2006 to 2 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.