Capricorn Wealth Management Limited

FRN: 448736
Companies House: 06481670
Last scraped: 3 weeks ago

This firm operates as an appointed representative of The Fiducia Network Ltd. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1 Queen Caroline Street

London

W6 9YN

UNITED KINGDOM

Phone

+4402031110900

Web

https://www.capricornfinancial.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ansty Isabelle Dullea
IRN AID01009
- Employed By (3 Mar 2006 to 24 Sep 2008)
Conor James Murphy
IRN CJM01323
- Employed By (since 9 May 2006)
Edward Robert Bailey
IRN ERB01025
- Employed By (15 Jul 2016 to 22 Mar 2017)
Jatinder Gill
IRN JSG01098
- Employed By (12 Nov 2018 to 15 May 2019)
Joshua Lawrence Buck
IRN JLB01189
- Employed By (7 Apr 2017 to 15 May 2017)
Karwan Aziz Baban
IRN KXB00168
- Employed By (7 Jul 2021 to 24 Aug 2022)
Ross Alexander Murphy
IRN RAM01231
- Employed By (19 Sep 2008 to 4 Oct 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.