Joshua Lawrence Buck

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Buck Wealth Management Limited

    FRN 797420

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
    • CF1 Director (3 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Apr 2018 to 30 Sep 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (24 Aug 2017 to 28 Mar 2018)
    • CF1 Director (AR) (24 Aug 2017 to 28 Mar 2018)
  • Buck Wealth Management Ltd (no longer approved here)

    FRN 786415

    • Employed By (24 Aug 2017 to 28 Mar 2018)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (7 Apr 2017 to 15 May 2017)
  • Capricorn Wealth Management Limited (no longer approved here)

    FRN 448736

    • Employed By (7 Apr 2017 to 15 May 2017)
  • D B Wood Limited (no longer approved here)

    FRN 209530

    • CF30 Customer (16 Mar 2015 to 23 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

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