Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (12 Nov 2018 to 7 Feb 2019)
  • Capricorn Wealth Management Limited (no longer approved here)

    FRN 448736

    • Employed By (12 Nov 2018 to 15 May 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (26 Aug 2008 to 22 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.