Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (12 Nov 2018 to 7 Feb 2019)
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- Employed By (12 Nov 2018 to 15 May 2019)
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- CF30 Customer (26 Aug 2008 to 22 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.