Capital Research Company UK Branch
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Paddington SquareLondonW2 1GLUNITED KINGDOM- Phone
- +442078645000
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Complaints Contact
1 Paddington SquareLondonW2 1GLUNITED KINGDOM- Phone
- +442078645000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional
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Investment Advice (no pensions)
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jason DAVIS
IRN JMD01323
- [FCA CF] Client dealing (since 10 Oct 2024)
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Jason Rosenbaum
IRN JXR01738
- CF30 Customer (30 Sep 2013 to 23 Oct 2013)
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Jason Yang Zhang
IRN JXZ16017
- CF30 Customer (14 Jun 2019 to 8 Dec 2019)
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Javier Martinez Mariscal
IRN JXM16770
- [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
- [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
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Joanna Fowler Jonsson
IRN JLJ01020
- CF30 Customer (30 Sep 2013 to 8 Dec 2019)
- CF3 Chief Executive (30 Sep 2013 to 12 Sep 2014)
- CF1 Director (30 Sep 2013 to 12 Sep 2014)
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Joerg Sponer
IRN JXS02262
- CF30 Customer (30 Sep 2013 to 8 Dec 2019)
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Jonathan Arjun Kanagasabai
IRN JXK00730
- [FCA CF] Client dealing (since 7 Nov 2024)
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Jonathan Dix
IRN JXD02091
- CF28 Systems and controls (30 Sep 2013 to 8 Dec 2019)
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Jonathan Oscar Knowles
IRN JOK01006
- [FCA CF] Client dealing (17 May 2021 to 23 Jul 2021)
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Judith Finegold
IRN JXF14787
- [FCA CF] Client dealing (since 23 Aug 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.