Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julien Boucher

  IRN JXB00561

  • [FCA CF] Significant management (since 28 Sep 2020)
  • [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
• Julien Philipp Sebastian Gaertner

  IRN JPG01153

  • CF30 Customer (15 Jan 2014 to 16 Oct 2014)
• Juliette Hickman

  IRN JXA01552

  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Karl Haines

  IRN KXH07214

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (13 Oct 2018 to 8 Dec 2019)
• Karl Jesper Lyckeus

  IRN KJL01075

  • [FCA CF] Client dealing (28 Sep 2020 to 3 Jan 2022)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Kathryn Hagy

  IRN KJH01145

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (24 Nov 2015 to 8 Dec 2019)
• Kelly Penrose Murphy

  IRN KXM12239

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
• Kirsten Spence

  IRN KXS01365

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF19 Head of Overseas Branch/Head of Overseas (9 Dec 2019 to 1 Jul 2025)
  • CF3 Chief Executive (15 Mar 2018 to 8 Dec 2019)
  • CF1 Director (30 Sep 2013 to 8 Dec 2019)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Koon Man Chow

  IRN KMC01056

  • [FCA CF] Client dealing (28 Sep 2020 to 31 Mar 2021)
• Lara Pellini

  IRN LXP01279

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)

No changes recorded yet.