Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Jul 2025)
    • [FCA CF] Client dealing (28 Sep 2020 to 30 Jun 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2025)
    • CF1 Director (20 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (10 Jun 2004 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Oct 2003 to 8 Mar 2005)
    • [FCA CF] Client dealing (since 28 Sep 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF19 Head of Overseas Branch/Head of Overseas (9 Dec 2019 to 1 Jul 2025)
    • CF3 Chief Executive (15 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
    • CF1 Director (30 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.