Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • CF1 Director (30 Sep 2013 to 12 Sep 2014)
    • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
    • CF3 Chief Executive (30 Sep 2013 to 12 Sep 2014)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • CF29 Significant management (11 Aug 2009 to 1 Nov 2009)
    • CF3 Chief Executive (5 Jun 2009 to 1 Nov 2009)
    • CF30 Customer (12 Dec 2007 to 1 Oct 2013)
    • CF8 Apportionment and Oversight (26 Apr 2004 to 30 Aug 2005)
    • CF19 Significant Mgt (Financial Resources) (26 Apr 2004 to 30 Aug 2005)
    • CF1 Director (18 Mar 2003 to 20 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

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