Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (30 Sep 2013 to 12 Sep 2014)
- CF30 Customer (30 Sep 2013 to 8 Dec 2019)
- CF3 Chief Executive (30 Sep 2013 to 12 Sep 2014)
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- CF29 Significant management (11 Aug 2009 to 1 Nov 2009)
- CF3 Chief Executive (5 Jun 2009 to 1 Nov 2009)
- CF30 Customer (12 Dec 2007 to 1 Oct 2013)
- CF8 Apportionment and Oversight (26 Apr 2004 to 30 Aug 2005)
- CF19 Significant Mgt (Financial Resources) (26 Apr 2004 to 30 Aug 2005)
- CF1 Director (18 Mar 2003 to 20 Aug 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.