Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary John Carson

  IRN GJC01070

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
• Georgios Damtsas

  IRN GXD01827

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 4 Sep 2023)
  • CF30 Customer (15 Mar 2018 to 8 Dec 2019)
  • CF1 Director (15 Mar 2018 to 8 Dec 2019)
• Gerald Le Pelley Du Manoir

  IRN GXD01197

  • [FCA CF] Client dealing (2 Aug 2021 to 30 Jun 2025)
• Gilles-Aime Harerimana

  IRN GXH01672

  • SMF3 Executive Director (since 4 Sep 2023)
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (14 Apr 2014 to 8 Dec 2019)
• Grace-Anne Madziyire

  IRN GXW01518

  • [FCA CF] Client dealing (28 Sep 2020 to 27 Sep 2024)
  • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
• Gregory John Miliotes

  IRN GJM01245

  • [FCA CF] Client dealing (since 21 Jul 2023)
• Habib Ibrahim Annous

  IRN HIA01003

  • CF30 Customer (30 Jul 2014 to 8 Dec 2019)
• Haruhiko Gunji

  IRN HXG00229

  • [FCA CF] Client dealing (since 17 Jan 2025)
• Heidi Annika Tuominen

  IRN TXH01766

  • [FCA CF] Client dealing (28 Sep 2020 to 7 Feb 2025)
  • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
• Helen Elizabeth Bullock

  IRN HEB01014

  • [FCA CF] Significant management (since 28 Sep 2023)
  • [FCA CF] Material risk taker (since 28 Sep 2023)

No changes recorded yet.