Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Henrietta Fletcher

  IRN HXF00040

  • [FCA CF] Client dealing (since 28 Sep 2020)
• Himanshu Sharma

  IRN HXS00120

  • [FCA CF] Client dealing (since 28 Sep 2020)
• Holger Frederick Siebrecht

  IRN HFS01015

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (26 Apr 2016 to 8 Dec 2019)
• Ida Louise Levine

  IRN ILL01002

  • CF2 Non Executive Director (31 Mar 2017 to 30 Jun 2018)
  • CF28 Systems and controls (30 Sep 2013 to 28 Oct 2016)
  • CF10 Compliance Oversight (30 Sep 2013 to 2 Nov 2015)
  • CF1 Director (30 Sep 2013 to 28 Oct 2016)
• Iliya Pavlinov Tsekov

  IRN IXT00043

  • [FCA CF] Client dealing (since 6 Sep 2021)
• Isabelle De Wismes

  IRN IXD01167

  • CF30 Customer (30 Sep 2013 to 31 Mar 2018)
• Jack Dempsey

  IRN JXD10023

  • [FCA CF] Client dealing (since 13 Apr 2026)
• James Alexander

  IRN JXA00199

  • [FCA CF] CASS oversight function (28 Sep 2020 to 31 May 2021)
• James Piers Gorrod

  IRN JPG01049

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
• James Ryan

  IRN JXR01336

  • [FCA CF] Significant management (28 Sep 2020 to 1 Jul 2021)
  • CF2 Non Executive Director (30 Sep 2013 to 8 Dec 2019)

No changes recorded yet.