Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Research Company UK Branch
FRN 589644
- [FCA CF] Client dealing (since 28 Sep 2020)
- [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
- SMF3 Executive Director (9 Dec 2019 to 4 Sep 2023)
- CF1 Director (15 Mar 2018 to 8 Dec 2019)
- CF30 Customer (15 Mar 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.