Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma Jane Hooper

  IRN EXH00098

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (1 Oct 2020 to 27 Sep 2022)
• Emsie Parker Kozloff

  IRN EXK07212

  • [FCA CF] Client dealing (6 Dec 2022 to 19 Jun 2024)
  • CF30 Customer (13 Oct 2018 to 8 Dec 2019)
• Etrit Vllasalija

  IRN EXV00027

  • [FCA CF] Client dealing (since 4 Oct 2021)
• Evan Jaroff

  IRN EXJ00042

  • [FCA CF] CASS oversight function (28 Sep 2020 to 31 May 2021)
• Francesco Biondo

  IRN FXB00210

  • [FCA CF] Client dealing (since 27 Sep 2024)
• Francesco Galvanetto

  IRN FXG00164

  • [FCA CF] Client dealing (since 13 Apr 2026)
• Francois Pierre Desire Note

  IRN FPN01004

  • [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
  • [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
  • [FCA CF] Significant management (28 Sep 2020 to 30 Jun 2023)
  • CF28 Systems and controls (30 Sep 2013 to 8 Dec 2019)
• François Beaudry

  IRN FXB01426

  • SMF3 Executive Director (since 4 Sep 2023)
  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (26 Jan 2015 to 8 Dec 2019)
• Frederic Dreyfuss

  IRN FXD00034

  • [FCA CF] Client dealing (since 31 Aug 2020)
• Gadi Slade

  IRN GXS01704

  • CF30 Customer (30 Sep 2013 to 20 Aug 2014)

No changes recorded yet.