Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
    • [FCA CF] Significant management (28 Sep 2020 to 30 Jun 2023)
    • [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF14 Risk Assessment (2 Nov 2006 to 31 Oct 2007)
    • CF13 Finance (2 Nov 2006 to 31 Oct 2007)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] Significant management (28 Sep 2020 to 30 Jun 2023)
    • [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
    • [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
    • CF28 Systems and controls (30 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.