Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
- [FCA CF] Significant management (28 Sep 2020 to 30 Jun 2023)
- [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF14 Risk Assessment (2 Nov 2006 to 31 Oct 2007)
- CF13 Finance (2 Nov 2006 to 31 Oct 2007)
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- [FCA CF] Significant management (28 Sep 2020 to 30 Jun 2023)
- [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
- [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)
- CF28 Systems and controls (30 Sep 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.