Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Damir Bettini

  IRN DXB01435

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • SMF3 Executive Director (1 Jun 2022 to 1 Dec 2022)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Nov 2023)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Daniel D. Perrin

  IRN DXP00544

  • [FCA CF] Client dealing (since 1 Oct 2023)
• Daniel Graham Jacobs

  IRN DGJ01049

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (24 Nov 2017 to 8 Dec 2019)
• Daniel Walters

  IRN DXW02138

  • [FCA CF] Client dealing (since 28 Sep 2022)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
• David Riley

  IRN DXR01975

  • [FCA CF] Client dealing (28 Sep 2020 to 30 Aug 2021)
  • CF30 Customer (2 Apr 2018 to 8 Dec 2019)
• Dawid Johannes Justus

  IRN DJJ01086

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF1 Director (11 Sep 2014 to 19 Jan 2018)
  • CF3 Chief Executive (11 Sep 2014 to 19 Jan 2018)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Douglas James Upton

  IRN DJU01004

  • [FCA CF] Client dealing (28 Sep 2020 to 2 Jan 2023)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Edouard Marie Hubert Georges De Pomyers

  IRN EMD01039

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Elad Lachovitzki

  IRN EXL00218

  • [FCA CF] Client dealing (since 30 May 2024)
• Elaine Lan Lin

  IRN ELL01012

  • [FCA CF] Client dealing (since 28 Sep 2020)

No changes recorded yet.