Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Research Company UK Branch
FRN 589644
- [FCA CF] Client dealing (since 28 Sep 2020)
- CF1 Director (11 Sep 2014 to 19 Jan 2018)
- CF3 Chief Executive (11 Sep 2014 to 19 Jan 2018)
- CF30 Customer (30 Sep 2013 to 8 Dec 2019)
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- CF30 Customer (15 Feb 2008 to 30 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.