Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carlos Antonio Schonfeld

  IRN CAS01268

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 1 Dec 2023)
• Carol Vantil Charles

  IRN CVC01006

  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Caroline Louise Janin

  IRN CXJ08336

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• Caroline Lucy Randall

  IRN CLR01023

  • [FCA CF] Significant management (1 Jul 2025 to 1 Jan 2026)
  • [FCA CF] Client dealing (28 Sep 2020 to 1 Jan 2026)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Catherine Jones

  IRN CXJ00109

  • [FCA CF] Significant management (since 28 Sep 2020)
  • [FCA CF] Material risk taker (28 Sep 2020 to 31 Dec 2022)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Nov 2023)
  • [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
• Chandan Khanna

  IRN CXK01262

  • CF30 Customer (30 Sep 2013 to 30 Jun 2015)
• Charles Cros

  IRN CXC01075

  • [FCA CF] Client dealing (since 13 Apr 2026)
• Christina Kozak

  IRN CXK01401

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
• Christopher McCuaig Thomsen

  IRN CMT01074

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF1 Director (11 Sep 2014 to 19 Feb 2018)
  • CF3 Chief Executive (11 Sep 2014 to 19 Feb 2018)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Claudio Gervasi

  IRN CXG00182

  • [FCA CF] Significant management (since 21 Nov 2023)
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (28 Sep 2022 to 31 Dec 2022)
  • [FCA CF] CASS oversight function (28 Sep 2020 to 27 Sep 2022)
  • [FCA CF] Material risk taker (28 Sep 2020 to 27 Sep 2022)

No changes recorded yet.