Caroline Lucy Randall

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital Research Company UK Branch (no longer approved here)
FRN 589644
- [FCA CF] Significant management (1 Jul 2025 to 1 Jan 2026)
- [FCA CF] Client dealing (28 Sep 2020 to 1 Jan 2026)
- CF30 Customer (30 Sep 2013 to 8 Dec 2019)
Capital International Limited (no longer approved here)
FRN 119193
- CF30 Customer (30 Jun 2008 to 30 Sep 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.