Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Panos Theofilopoulos

  IRN PXT01377

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (23 Feb 2018 to 8 Dec 2019)
• Patricio Ciarfaglia

  IRN PXC01828

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (25 Jul 2014 to 8 Dec 2019)
• Peter Gusev

  IRN PXG01192

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Philip A Chitty

  IRN PAC01135

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (14 Nov 2013 to 8 Dec 2019)
• Philip Alastair Winston

  IRN PAW01094

  • [FCA CF] Client dealing (28 Sep 2020 to 30 Sep 2025)
  • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2020)
  • CF1 Director (20 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (30 Jul 2014 to 8 Dec 2019)
• Philip Charles Turner

  IRN PCT01012

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
  • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
• Phillip Steven Dormer

  IRN PXD00457

  • [FCA CF] Significant management (since 18 Jul 2025)
• Prince Ilboudo

  IRN PXI00014

  • [FCA CF] Proprietary trader (28 Sep 2020 to 31 Jul 2022)
• Przemyslaw Damian Nowak

  IRN PDN01045

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (27 Dec 2017 to 8 Dec 2019)
• Renaud Hughes Edoard Samyn

  IRN RHS01093

  • CF30 Customer (20 Feb 2018 to 8 Dec 2019)

No changes recorded yet.