Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Client dealing (28 Sep 2020 to 30 Jun 2025)
    • CF1 Director (18 Aug 2008 to 28 Feb 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Mar 2005)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] Client dealing (28 Sep 2020 to 30 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2020)
    • CF1 Director (20 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (30 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.