Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Sep 2020 to 30 Jun 2025)
- CF1 Director (18 Aug 2008 to 28 Feb 2011)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Mar 2005)
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- [FCA CF] Client dealing (28 Sep 2020 to 30 Sep 2025)
- SMF3 Executive Director (9 Dec 2019 to 25 Mar 2020)
- CF1 Director (20 Oct 2014 to 8 Dec 2019)
- CF30 Customer (30 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.