This firm is no longer authorised by the FCA.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Capital Bank Plc

Watch for changes

FRN: 201944
Companies House: 00392902
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Capital House

Queen's Park Road

Handridge

Chester

Cheshire

CH8 3AN

UNITED KINGDOM

Phone

+4408706005000
Complaints Contact

Trinity Road

Halifax

West Yorkshire

HX1 2RG

UNITED KINGDOM

Phone

+4408706005000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ian Howard Russell
IRN IHR01007
- CF19 Significant Mgt (Financial Resources) (31 Jul 2006 to 17 Sep 2007)
James Coyle
IRN JXC01518
- CF14 Risk Assessment (5 Jul 2006 to 17 Sep 2007)
- CF1 Director (1 Dec 2001 to 17 Sep 2007)
James Robert Crosby
IRN JRC01140
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Jul 2006)
James William Russell Davies
IRN JWD01054
- CF11 Money Laundering Reporting (21 Jun 2007 to 17 Sep 2007)
- CF10 Compliance Oversight (10 Jan 2005 to 17 Aug 2005)
Jane Hamilton Ogden
IRN JHO01014
- CF11 Money Laundering Reporting (25 Apr 2005 to 17 Sep 2007)
Joanne Dawson
IRN JXD01372
- CF1 Director (1 May 2006 to 1 May 2006)
- CF10 Compliance Oversight (23 Mar 2005 to 1 Mar 2006)
- CF19 Significant Mgt (Financial Resources) (23 Mar 2005 to 17 Sep 2007)
- CF14 Risk Assessment (23 Mar 2005 to 1 Mar 2006)
John Cullen
IRN JXC01392
- CF19 Significant Mgt (Financial Resources) (22 Aug 2007 to 17 Sep 2007)
- CF14 Risk Assessment (22 Aug 2007 to 17 Sep 2007)
- CF10 Compliance Oversight (14 Mar 2007 to 17 Sep 2007)
John Laidlaw Rowan
IRN JXR01301
- CF14 Risk Assessment (30 Jan 2007 to 5 Jul 2007)
- CF19 Significant Mgt (Financial Resources) (21 Jul 2004 to 22 Apr 2005)
John Morris
IRN JXM01693
- CF1 Director (28 Jun 2002 to 17 Sep 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 26 Mar 2002)
John Neil MacLean
IRN JNM01044
- CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Capital Bank Leasing 1 Limited (no longer appointed)
FRN 227106 · Appointed 14 Jan 2005 · Until 17 Sep 2007
Capital Bank Leasing 10 Limited (no longer appointed)
FRN 227114 · Appointed 14 Jan 2005 · Until 17 Sep 2007
Saleslease Ltd (no longer appointed)
FRN 417713 · Appointed 14 Jan 2005 · Until 20 Oct 2006
Saleslease Purchase Ltd (no longer appointed)
FRN 417711 · Appointed 14 Jan 2005 · Until 17 Sep 2007
RentSmart Ltd (no longer appointed)
FRN 417725 · Appointed 14 Jan 2005 · Until 11 Jun 2007
NFU Mutual Finance Ltd (no longer appointed)
FRN 417727 · Appointed 14 Dec 2004 · Until 17 Sep 2007
Forthright Finance Ltd (no longer appointed)
FRN 417723 · Appointed 14 Dec 2004 · Until 17 Sep 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.