Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Susanne Forrester

  IRN SXF00090

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Suzanna Rachel Lilley

  IRN SRL01059

  • CF26 Customer Trading (5 Jun 2002 to 5 Nov 2004)
• Suzanna Sophie Ratcliffe

  IRN SSR01018

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Suzanne Williams

  IRN SXW01463

  • CF1 Director (5 Jun 2017 to 28 Oct 2019)
  • CF10 Compliance Oversight (6 Mar 2014 to 8 Jun 2017)
  • CF11 Money Laundering Reporting (6 Mar 2014 to 8 Jun 2017)
• Tamsin Cohen

  IRN TXC00074

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jan 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
• Tamzing Coole

  IRN TXC00062

  • [FCA CF] Functions requiring qualifications (19 Aug 2021 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
• Tanya Dawn Lewis

  IRN TXL00042

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Tasarla Charlie Blake

  IRN TXB00078

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2019)
• Thomas Alan John Pook

  IRN TAP01035

  • CF26 Customer Trading (5 Dec 2002 to 29 Sep 2003)
• Thomas Harding

  IRN TXH00077

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Nov 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.