Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Thomas Robert Dollar

  IRN TRD01013

  • CF27 Investment Management (1 Dec 2001 to 24 Dec 2001)
• Timothy Daniel Insley

  IRN TDI01000

  • CF26 Customer Trading (1 Dec 2001 to 4 Feb 2004)
• Timothy Michael Jennings

  IRN TMJ01022

  • CF1 Director (17 Mar 2005 to 23 Jun 2005)
• Timothy Tracy Brooke Thom

  IRN TTB01004

  • CF2 Non Executive Director (25 Jul 2012 to 31 Aug 2018)
• Timothy Worthington

  IRN TXW01192

  • CF26 Customer Trading (8 Sep 2003 to 30 Jul 2005)
• Tom Frans Vanoverschelde

  IRN TXV10026

  • SMF3 Executive Director (15 Apr 2020 to 8 Apr 2026)
  • CF29 Significant management (25 Feb 2019 to 8 Dec 2019)
• Tracey Dudek

  IRN TXD00047

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Nov 2020)
• Tracy Jane Hawkins

  IRN TJC01118

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Tracy Jayne Jones

  IRN TXJ00028

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Tracy Margaret Walsh

  IRN TXW00058

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Oct 2024)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.