Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Trevor Edmond Davis

  IRN TED01021

  • CF29 Significant management (18 Mar 2009 to 26 Feb 2010)
• Vedette Rees

  IRN VXR01030

  • CF26 Customer Trading (1 Dec 2001 to 25 Apr 2003)
• Vicky Daisy Battersby

  IRN VXB00024

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2020)
• Vicky Hale

  IRN VXH00020

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2020)
• Victor Gysin

  IRN VXG01119

  • CF1 Director (5 Jul 2011 to 9 Jan 2018)
  • CF1 Director (AR) (19 May 2009 to 16 Jan 2015)
• Victoria Edwards

  IRN VXE00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Victoria Murray

  IRN VXM00035

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Vikki Louise Wroot

  IRN VXW00016

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2020)
• Virginia Louise Humphreys

  IRN VXH00021

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
• Wendy Elaine Wilson

  IRN WXW00017

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.