Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Stuart Thompson

  IRN SXT00108

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
• Sudha Rajan

  IRN SXR00142

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2020)
• Sudhamani Venkatesha

  IRN SXV00152

  • [FCA CF] Functions requiring qualifications (5 May 2023 to 31 Jul 2024)
• Sujata Raj

  IRN SXR00145

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Feb 2022)
• Suneetha Gundal Varadharaju

  IRN SXG00141

  • [FCA CF] Manager of certification employee (14 Jun 2022 to 31 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
• Susan Arden

  IRN SXA01276

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Susan Elizabeth Moore

  IRN SEM01068

  • CF26 Customer Trading (1 Dec 2001 to 16 Apr 2003)
• Susan Lesley Ring

  IRN SXR01169

  • CF1 Director (30 Oct 2014 to 31 Jul 2018)
  • CF10a CASS Oversight function (20 Jun 2012 to 19 Nov 2014)
  • CF29 Significant management (20 Jul 2011 to 31 Jul 2018)
• Susan Mary Bernadette Yeomans

  IRN SMY01013

  • CF29 Significant management (1 Nov 2007 to 1 Jul 2009)
  • CF20 Significant Mgt (Settlements) (28 Sep 2005 to 31 Oct 2007)
• Susan Mary Smith

  IRN SXS00247

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Jul 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.