Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Richard Jenkins

  IRN RXJ01203

  • CF22 Investment Adviser (Trainee) (22 Dec 2005 to 22 Dec 2005)
• Richard John Shearer

  IRN RJS01407

  • CF1 Director (AR) (28 Jun 2007 to 16 Jan 2015)
• Richard Montague Fuller

  IRN RXM02865

  • CF29 Significant management (31 Mar 2016 to 8 Dec 2019)
• Rita McLaughlin

  IRN RXM00185

  • SMF16 Compliance Oversight (since 20 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Sep 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 20 Sep 2021)
• Ritesh Savant

  IRN RXS00201

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Nov 2020)
• Robert Charles Trevor

  IRN RCT00025

  • CF17 Significant Mgt (Other Business Operations) (23 Sep 2002 to 7 Apr 2003)
• Robert John Leighfield

  IRN RJL01223

  • CF29 Significant management (3 Apr 2014 to 8 Jan 2018)
• Robert John Martin

  IRN RXM01775

  • CF1 Director (AR) (23 Mar 2005 to 10 Nov 2006)
• Robyn Arthur

  IRN RXA00080

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
• Rodney Aldridge

  IRN RMA01067

  • CF1 Director (AR) (29 Mar 2005 to 31 Jul 2006)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.