Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Roisin Duggan

  IRN RXD00069

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Mar 2021)
• Ryan Hamer

  IRN RXH00131

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2021)
• Ryan James Harrower

  IRN RXH00134

  • [FCA CF] Functions requiring qualifications (1 Mar 2023 to 2 May 2023)
• Sadiq Somani

  IRN SXS00244

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Nov 2020)
• Saleah Hassen Laher

  IRN SHL01027

  • CF1 Director (22 Nov 2006 to 18 Oct 2007)
• Sally Elizabeth Frost

  IRN SXF00089

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Sally Stephens

  IRN SXS01905

  • CF1 Director (23 Nov 2004 to 26 Apr 2005)
  • CF14 Risk Assessment (29 Sep 2004 to 26 Apr 2005)
  • CF13 Finance (29 Sep 2004 to 26 Apr 2005)
• Samantha Campbell

  IRN SXC00237

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2025)
• Samantha Dunn

  IRN SXD00592

  • [FCA CF] Functions requiring qualifications (6 May 2025 to 31 Oct 2025)
• Samantha McMackin

  IRN SXM00260

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.