Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Sami Mohammed Shafi Hamdule

  IRN SXH00200

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2025)
• Sandra Grant

  IRN SXG01327

  • CF26 Customer Trading (1 Dec 2001 to 29 Oct 2003)
• Sandra Judith Basaran

  IRN SJB00034

  • CF11 Money Laundering Reporting (12 Aug 2003 to 30 Jun 2004)
  • CF10 Compliance Oversight (25 Nov 2002 to 30 Jun 2004)
• Sandra Kidd Allardyce

  IRN SXA00155

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Mar 2024)
• Sangita Patel

  IRN SXP00162

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• Sanjay Razdan

  IRN SXR00141

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2022)
• Santosh Muktiprasad Aryal

  IRN SXA00156

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Jan 2022)
• Sara Maxine Prewett

  IRN SXP00181

  • [FCA CF] Significant management (16 Feb 2022 to 18 Mar 2024)
  • [FCA CF] Material risk taker (16 Feb 2022 to 18 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Mar 2024)
• Sara Moore

  IRN SXM00261

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2025)
• Sarah Keegan

  IRN SXK00131

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Dec 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.