Richard John Shearer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ENGAGE SERVICES (ESL) LIMITED (no longer approved here)
FRN 692480
- SMF3 Executive Director (9 Dec 2019 to 10 Aug 2020)
- CF1 Director (6 Jul 2017 to 8 Dec 2019)
Capita Pension Solutions Limited (no longer approved here)
FRN 142484
- CF2 Non Executive Director (15 Sep 2015 to 15 Dec 2016)
Capita Life & Pensions Regulated Services Limited (no longer approved here)
FRN 145540
- CF1 Director (AR) (28 Jun 2007 to 16 Jan 2015)
Capita Business Services Limited (no longer approved here)
FRN 223063
- Employed By (28 Jun 2007 to 16 Jan 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.