Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Patrick Michael Doyle

  IRN PMD01105

  • CF2 Non Executive Director (21 Nov 2008 to 26 Mar 2010)
  • CF1 Director (AR) (23 Mar 2005 to 26 Mar 2010)
• Paul Brian Townsend

  IRN PBT01020

  • CF30 Customer (1 May 2008 to 9 Jan 2014)
• Paul David Marsh

  IRN PDM01095

  • CF27 Investment Management (1 Dec 2001 to 7 Oct 2002)
  • CF26 Customer Trading (1 Dec 2001 to 7 Oct 2003)
• Paul John Broekman

  IRN PXB00110

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Nov 2021)
• Paul Luke

  IRN PXL01643

  • [FCA CF] Significant management (9 Dec 2019 to 3 Dec 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Dec 2023)
  • CF29 Significant management (27 May 2015 to 8 Dec 2019)
• Paul Michael Hetherington

  IRN PXH00190

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
• Paul Richard Bond

  IRN PXB00108

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jun 2023)
• Paul Richard Mark Weatherly

  IRN PRW01086

  • CF30 Customer (1 Nov 2007 to 29 Sep 2009)
  • CF26 Customer Trading (26 Jun 2002 to 31 Oct 2007)
• Paul Richard Martin Pindar

  IRN PRP01035

  • CF1 Director (21 Jul 2011 to 1 Mar 2014)
  • CF1 Director (AR) (29 Mar 2005 to 1 Mar 2014)
• Paul Stewart Emery

  IRN PSE01011

  • CF27 Investment Management (1 Dec 2001 to 21 Feb 2002)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.