Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NORTH STAR FINANCIAL SERVICES LIMITED
FRN 656409
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
- CF10 Compliance Oversight (17 Jun 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Apr 2015 to 30 Sep 2018)
- CF1 Director (1 Apr 2015 to 8 Dec 2019)
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- (2)Employed By (31 Oct 2004 to 31 Mar 2015)
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- CF27 Investment Management (1 Dec 2001 to 21 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.