Capita Life & Pensions Regulated Services Limited

• Principal Place of Business

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +4402077991525

• Complaints Contact

  First Floor

  2 Kingdom Street

  Paddington

  London

  W2 6BD

  UNITED KINGDOM

  Phone

  +447500952012

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Stakeholder pension scheme

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• David John Wilson

  IRN DXW00086

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)
• David Keith Rigby

  IRN DKR01017

  • CF2 Non Executive Director (20 May 2008 to 19 Oct 2009)
  • CF1 Director (1 Apr 2005 to 23 Jun 2005)
  • CF1 Director (AR) (24 Mar 2005 to 30 Jun 2011)
• David Martin Tinkler

  IRN DMT01114

  • CF28 Systems and controls (20 Jun 2011 to 12 Sep 2011)
• David Poynton Haworth

  IRN DPH01092

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2022)
  • CF29 Significant management (22 Mar 2018 to 8 Dec 2019)
• David Ross Carrie

  IRN DRC01071

  • CF29 Significant management (4 Sep 2008 to 31 Dec 2011)
• David Strain

  IRN DXS01435

  • CF26 Customer Trading (1 Dec 2001 to 15 May 2002)
• David Thomas Plant

  IRN DXP00105

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • 16. Safeguarding and administering investments or holding client money
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• David William Crawford

  IRN DWC01134

  • CF1 Director (AR) (24 Jun 2013 to 6 Dec 2013)
• Dawn Sims

  IRN DXS02328

  • CF1 Director (AR) (25 Jul 2013 to 16 Jan 2015)
• Dean John Ayres

  IRN DXA00062

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2020)

• Capita Business Services Limited (no longer appointed)

  FRN 223063 · Appointed 12 Jan 2005 · Until 12 Feb 2015

No changes recorded yet.